Senior Manager Compliance - Equities & Securities Business

Job Title: Senior Manager Compliance - Equities & Securities Business
Contract Type: Permanent
Location: Hong Kong
Reference: 43235
Contact Name: Pathay Singh
Contact Email:
Job Published: October 12, 2017 18:38

Job Description

My client is a global financial services business with one of the largest teams in Asia (total 4o,ooo employees) operating commercial banking, investment banking and securities business.

This role would suit a Senior Manager / VP / SVP level candidate looking to step into their first Head of Compliance role or a Head of Compliance at a Securities firm looking for a larger platform.

The role reports into the Regional Head of Compliance outside of Hong Kong and also acts as MLRO looking after all regulatory compliance for this relatively lean business unit.

For a comprehensive role description and details of the key responsibilities and background requirements please send your CV to or call Pathay on 39516344 for further information.