Connecting...

Jobs

Found 25 of 25 Jobs
    • Hong Kong
    • Posted about 9 hours ago

    A young and dynamic investment company is looking for an experienced Corporate Finance Lawyer to manage and lead their legal team. With main activities being global Private Equity, Venture Capital Investments across diverse sectors, this position will work closely with senior leadership advising on a wide range of legal matters and anticipating and managing risk. We are looking to speak with HK Qualified senior Lawyers with a minimum of 8+ yea...

    • Hong Kong
    • Posted 7 days ago

    My client is a Global Consulting firm that works with US, Europe and Chinese Banks and Financial Services firms in Hong Kong. This role entails advising clients on the development and implementation of risk management policies, systems, solutions, and controls and offering a broad range of financial risk management services to help international banks, insurance companies, asset managers, and corporate and public clients identify, assess, mana...

    • Hong Kong
    • Posted 7 days ago

    My client is a Global Consulting firm that works with US, Europe and Chinese Banks and Financial Services firms in Hong Kong. This growing team is seeking a candidate that is highly knowledgeable in HKMA / SFC regulations and has experience in delivering improvements in processes and policy within Regulatory Compliance. This role would suit an outgoing person who is happy to be leading a team advising on compliance projects to MD’s and Chief C...

    • Hong Kong
    • Posted about 2 months ago

    Are you comfortable with taking responsibility for the development, planning and implementation of this Asian Bank’s Risk Management Framework? This is a great opportunity to oversee all aspects of the Risk Management functions of the bank and report in to the Regional CRO. Here is a summary of the role description – for a detailed role description contact us below: Key Responsibilities: • Risk Strategy and enhancement and implementation of ri...

    • Hong Kong
    • Posted 2 months ago

    Confident litigator required who will act as instructing solicitor to conduct a range of civil and criminal litigation arising from the Securities and Futures Ordinance (“SFO”). The candidate will have a hands-on role and be responsible for advising on the strength of evidence, preparing cases for hearings, including trials, hearings before the Market Misconduct Tribunal, Securities and Futures Appeals Tribunal and Takeovers and Mergers Panel,...

    • Hong Kong
    • Posted 2 months ago

    Counsel required to review legislative proposals, conduct researches, and prepare reports and submissions. Works with experienced practitioners to consider and to discuss a wide range of challenging and interesting legal issues. He or she would also have to liaise with various external bodies such as the Administration, the Judiciary and the Legislature. The applicant must be able to demonstrate extensive experience of law practice in Hong Kon...

    • Hong Kong
    • Posted 2 months ago

    Counsel responsible for drafting and reviewing the Legal Practitioners Ordinance (LPO), subsidiary rules, the Hong Kong Solicitors’ Guide to Professional Conduct, practice directions, codes, guidelines, to provide guidance thereon, admission of overseas qualified lawyers and conduct of any other examinations prescribed If you are interested in further information on this role contact Pathay at pathay.singh@thecompliancegrid.com or call on 3951...

    • Hong Kong
    • Posted 2 months ago

    The appointee will be responsible for investigating complaints, conducting inspections against law firms and assisting Intervention Agents in the intervention of law firms. If you are interested in further information on this role contact Pathay at pathay.singh@thecompliancegrid.com or call on 39516344

    • Hong Kong
    • Posted 4 months ago

    This small local bank requires a Head of Compliance who will be in-charge of the Compliance and AML managing 3 small teams that cover General Banking Advisory, Wealth Management Advisory and Central Compliance. The role represents a great opportunity for an individual at Senior Manager / Deputy Head of Compliance level to take the next step in their career and take full responsibility for the Compliance Function. A full role description is ava...

    • Hong Kong
    • Negotiable
    • Posted 4 months ago

    Responsibilities - Provide advisory support and assistance on AML/CFT queries and issues - Conduct transactions monitoring and AML investigations - Prepare and submit suspicious transaction reports to JFIU and /or HKMA - Maintain and update the AML Policy Manual and AML Procedures Manual to be in line with the corporate policies as well as the local legal and regulatory requirements - Ensure AML/CFT related information and publications are pro...

    • Hong Kong
    • Posted 5 months ago

    This role would suit an experienced (5+ years) Compliance policy professional interested in taking a lead role in the managing the AML Compliance Policy function of this Hong Kong Bank. The Client: Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking Stable environment Excellent package (20+ days annual leave) including employee benefits and subsidized bank benefits (eg. mortgage scheme) The Role: Maintaining a d...

    • Hong Kong
    • Posted 5 months ago

    This role would suit an experienced (7+ years) Compliance or Audit professional interested in taking a lead role in the Compliance Reviews function of this Hong Kong Bank. The Client: Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking Stable environment Excellent package (20+ days annual leave) including employee benefits and subsidized bank benefits (eg. mortgage scheme) The Role: Responsibility for Compliance...

    • Hong Kong
    • up to HKD 100k per month++
    • Posted 5 months ago

    This role would suit a compliance professional looking for more variety in their work and an opportunity to exponentially grow their skills base and Network. The Client: Global Professional Services Firm USD 25 Billion Annual Revenue 200,000 employees globally Significant client base in Hong Kong (lower emphasis on Business Development) Excellent benefits and opportunities The Role: Advising a variety of global and local Financial Services Fir...

    • Hong Kong
    • Posted 5 months ago

    This role would suit a compliance professional who has a real attention to detail and enjoys working on a Macro focused position that assists in the Operational Management of the Compliance Division for this Bank. The Client: Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking Stable environment Excellent package (20+ days annual leave) including employee and subsidized bank benefits (eg. mortgage scheme) The Ro...

    • Hong Kong
    • Negotiable
    • Posted 7 months ago

    This is an excellent opportunity to join a small European bank as their key AML Officer. The position reports directly to the MD and this is an opportunity for a confident relatively Junior AML Professional to step into a a role to lead the AML provision of an overseas banking unit. Great company culture, package and working environment • The design, enhancement, implementation and review of anti-money laundering detection and compliance progr...

    • Hong Kong
    • Posted 8 months ago

    Responsibilities Provide advice to designated business units and support on full spectrum of compliance functions, such as: regulatory enquiries, licensing, central compliance function, etc. Providing advisory support and regulatory updates to the businesses Oversee the CFT function (covering FATCA and CRS matters) Communicate with senior stakeholders and establish a strong relationship with the regulators. Requirements Possess 7 or more years...

    • Hong Kong
    • Posted 8 months ago

    Responsibilities Ensure CDD and account opening documents are in line with the company’s KYC and AML requirements Timely dissemination of AML updates and issuance of AML alerts as per regulatory requirements Take lead to handle enquiries and conduct investigations as well as be the key point of contact for AML matters Preparing and implementing AML related training programs to all staff. Requirements At least 6 years of solid AML experience, w...

    • Hong Kong
    • Posted 8 months ago

    Responsibilities Handling licensing related matters including application and annual filings Conducting position monitoring and trade surveillance Updating the team on any circulars, consultation papers and new regulations issued by the regulators Providing other central compliance support as assigned by the Head of Compliance Requirements At least 3 years’ of solid experience, with some knowledge of cross border implications Good computer lit...

    • Posted 8 months ago

    Great opportunity to take on the position of a Head of AML in a second tier City in South Asia for a Global Bank. In this role you will be the key point of contact for local regulators and be responsible for all AML and Sanctions governance for the Country and manage a sizable team. This client is looking for a "hands-on" AML and Sanctions subject matter expert who is a confident communicator Relocation assistance available and for a detailed ...

    • Hong Kong
    • Posted 8 months ago

    Multiple contingent roles at Assistant Manager and Manager levels Join this large Due Diligence team working in a Global Investment Bank to: Prepare Due Diligence reports Perform Quality Assurance on Due Diligence reports Work closely with the business to identify potential AML/ABC issues For a full job description send your CV to pathay.singh@thecompliancegrid.com (this information will be held confidentially). Chinese language proficiency is...

Get new jobs for this search by email

By submitting your details you agree to our T&C's