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Found 22 jobs
    • Hong Kong
    • Posted 15 days ago

    Highly profitable Fortune 500 Bank is expanding its AML Compliance team and has a position at AVP and VP level to cover AML Transaction Monitoring. These roles work in a team headed by an individual who has regulated AML and held HK regulatory / government positions for 15+ years prior to joining the bank. The roles represent a great opportunity of having a mentor that is highly respected as a Subject Matter expert in Financial Crime. Key Resp...

    • Hong Kong
    • Posted 15 days ago

    Highly profitable Fortune 500 Bank is expanding its AML Compliance team and has a position at AVP and VP level to cover AML Advisory. These roles work in a team headed by an individual who has regulated AML and held HK regulatory / government positions for 15+ years prior to joining the bank. The roles represent a great opportunity of having a mentor that is highly respected as a Subject Matter expert in Financial Crime. Key Responsibilities i...

    • Hong Kong
    • Posted 15 days ago

    Highly profitable Fortune 500 Bank is expanding its AML Compliance team and has a position at AVP and VP level to cover Sanctions. These roles work in a team headed by an individual who has regulated AML and held HK regulatory / government positions for 15+ years prior to joining the bank. The roles represent a great opportunity of having a mentor that is highly respected as a Subject Matter expert in Financial Crime. Key responsibilities incl...

    • Hong Kong
    • Posted about 2 months ago

    Are you ready to take the next step in your career and join a team that delivers best-in-class products and services to their prestigious Corporate and Commercial banking clients? Working as a Relationship Manager to publicly listed companies and medium sized enterprises you will mage and develop a portfolio of corporate banking customers with an aim to deepen and broaden relationships with the clients. You will have the full time support of s...

    • Hong Kong
    • Posted 2 months ago

    We are exclusively working with a HK based securities and asset management business that has been established 25+ years ago. The business has a small team of 12 and they are looking to take on a Compliance Manager to manage all aspects of compliance and act as the sole compliance person in the business reporting to the COO. They have a great track record with the SFC and had a clean SFC Audit 2 years ago. •Reviewing the Firm’s compliance proce...

    • Hong Kong
    • Posted 2 months ago

    Global Bank looking to hire a Sanctions lead that reports directly into the MLRO. Responsibilities: Conduct due diligence on high risk transactions screening out by Bank's sanctions systems Prepare suspicious transaction reports Provide recommendations on the enhancements of sanctions controls and participate in various system tests Establish and review the Bank's sanctions related policies and procedures Provide advice and support in all sanc...

    • Hong Kong
    • Posted 3 months ago

    Senior Cyber Security practitioner required to lead this regional team of a global consulting firm. This role works with a prestigious MNC client list that require assistance with Cyber and Information Security strategy across their regional business. For the full role description please send your CV to pathay.singh@thecompliancegrid.com or call Pathay on +852 59715553 for further information.

    • Hong Kong
    • Posted 6 months ago

    Counsel required to review legislative proposals, conduct researches, and prepare reports and submissions. Works with experienced practitioners to consider and to discuss a wide range of challenging and interesting legal issues. He or she would also have to liaise with various external bodies such as the Administration, the Judiciary and the Legislature. The applicant must be able to demonstrate extensive experience of law practice in Hong Kon...

    • Hong Kong
    • Negotiable
    • Posted 8 months ago

    Responsibilities - Provide advisory support and assistance on AML/CFT queries and issues - Conduct transactions monitoring and AML investigations - Prepare and submit suspicious transaction reports to JFIU and /or HKMA - Maintain and update the AML Policy Manual and AML Procedures Manual to be in line with the corporate policies as well as the local legal and regulatory requirements - Ensure AML/CFT related information and publications are pro...

    • Hong Kong
    • Posted 9 months ago

    This role would suit an experienced (5+ years) Compliance policy professional interested in taking a lead role in the managing the AML Compliance Policy function of this Hong Kong Bank. The Client: Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking Stable environment Excellent package (20+ days annual leave) including employee benefits and subsidized bank benefits (eg. mortgage scheme) The Role: Maintaining a d...

    • Hong Kong
    • Posted 9 months ago

    This role would suit a compliance professional who has a real attention to detail and enjoys working on a Macro focused position that assists in the Operational Management of the Compliance Division for this Bank. The Client: Rapidly expanding Hong Kong Based Bank covering Retail, Commercial, Private Banking Stable environment Excellent package (20+ days annual leave) including employee and subsidized bank benefits (eg. mortgage scheme) The Ro...

    • Hong Kong
    • Negotiable
    • Posted 11 months ago

    This is an excellent opportunity to join a small European bank as their key AML Officer. The position reports directly to the MD and this is an opportunity for a confident relatively Junior AML Professional to step into a a role to lead the AML provision of an overseas banking unit. Great company culture, package and working environment • The design, enhancement, implementation and review of anti-money laundering detection and compliance progr...

    • Hong Kong
    • Posted 12 months ago

    Responsibilities Provide advice to designated business units and support on full spectrum of compliance functions, such as: regulatory enquiries, licensing, central compliance function, etc. Providing advisory support and regulatory updates to the businesses Oversee the CFT function (covering FATCA and CRS matters) Communicate with senior stakeholders and establish a strong relationship with the regulators. Requirements Possess 7 or more years...

    • Hong Kong
    • Posted 12 months ago

    Responsibilities Ensure CDD and account opening documents are in line with the company’s KYC and AML requirements Timely dissemination of AML updates and issuance of AML alerts as per regulatory requirements Take lead to handle enquiries and conduct investigations as well as be the key point of contact for AML matters Preparing and implementing AML related training programs to all staff. Requirements At least 6 years of solid AML experience, w...

    • Hong Kong
    • Posted 12 months ago

    Responsibilities Handling licensing related matters including application and annual filings Conducting position monitoring and trade surveillance Updating the team on any circulars, consultation papers and new regulations issued by the regulators Providing other central compliance support as assigned by the Head of Compliance Requirements At least 3 years’ of solid experience, with some knowledge of cross border implications Good computer lit...

    • Posted 12 months ago

    Great opportunity to take on the position of a Head of AML in a second tier City in South Asia for a Global Bank. In this role you will be the key point of contact for local regulators and be responsible for all AML and Sanctions governance for the Country and manage a sizable team. This client is looking for a "hands-on" AML and Sanctions subject matter expert who is a confident communicator Relocation assistance available and for a detailed ...

    • Hong Kong
    • Posted 12 months ago

    Multiple contingent roles at Assistant Manager and Manager levels Join this large Due Diligence team working in a Global Investment Bank to: Prepare Due Diligence reports Perform Quality Assurance on Due Diligence reports Work closely with the business to identify potential AML/ABC issues For a full job description send your CV to pathay.singh@thecompliancegrid.com (this information will be held confidentially). Chinese language proficiency is...

    • Hong Kong
    • Posted 12 months ago

    Hugely successful boutique Consulting firm that has a focus on advising Asset Management Firms and Investment Funds on SFC regulatory and compliance needs are expanding their team. You will be a strong communicator and have the ability to manage clients. Conduct investment guideline compliance Review Marketing Materials Have 3 to 5 years for Manager and 5+ years SFC Regulatory compliance experience for Senior Manager For a full job description...

    • Hong Kong
    • HKD 35k - 65k
    • Posted 12 months ago

    Consulting firm focused on Financial Crime Compliance has an urgent requirement for Manager and Assistant Management for banking onsite secondments for Compliance Reviews Your background: • AML experience within banking or Consulting (2+ years experience for Assistant Manager 5+ Years for Manager) • Immediately available • English and Chinese • Comfortable with regulatory requirements and financial crime compliance and risk concepts (AML/CTF, ...

    • Hong Kong
    • HKD 50k - 80k+ Bonus and great benefits
    • Posted 12 months ago

    This banking compliance role provides compliance support to an established team that builds partnerships with corporate, government and institutional clients for the firm. This is a replacement position in a highly stable compliance team with solid experience. A great opportunity for a compliance professional with 6+ years experience in compliance, audit or risk that has the following background: • Solid Regulatory Compliance experience coveri...

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